Contact Us

NORTH BRIDGE CAPITAL
85 Consitution Lane, Suite 3C1
Danvers, MA 01923

617.573.0011 phone
617.573.0841 fax

www.northbridgecap.com




FINRA Required  Notices

Customer Identification Program

North Bridge Capital, LLC, as a registered broker/dealer, must maintain a Customer Identification Program for the purpose of assisting the government in fighting the funding of terrorism and money laundering activities.  Federal law requires financial institutions to obtain, verify and record information that identifies each customer who opens an account.  Whereas, North Bridge Capital, LLC does not manage accounts nor conduct transactions for customers, we still maintain identifying information on all accounts we introduce to our associated managers.

If an individual opens an account with our managers, we may request the following: name, date of birth, address, identification number (Social security number or employer identification number for US citizens.  Passport number, taxpayer identification number, alien identification card number or government-issued identification for non-US citizens.) or drivers license.

An institutional investor may need to provide other information such as its principal place of business, federal identification number, certified articles of incorporation, partnership agreement or trust agreement.

US Department of Treasury, Securities and Exchange Commission, FINRA rules require an investor to provide most of this information.  New CIP rules may require an investor to provide additional information.  Declining to provide this information may result in no account being opened, or an existing account being closed.

Business Continuity Plan

North Bridge Capital, LLC is responsible for creating and maintaining a business continuity plan in accordance with FINRA rules and regulations.  In the event of a business disruption, we have plans designed to allow us to continue operations of critical business functions.  We would accomplish this in part by:

        Relocating impacted businesses to designated recovery locations.

        Using phone and computer capacity at other locations.

        Enlisting technical service providers to assist us in storing and recovering vital data.

        Maintaining off-site storage of mission-critical information.

 In most instances, recovery time would take 24-48 hours. We believe our plan for business interruption/disaster recovery to be in line with practices established within the industry.   Specific details of the plan are available upon request.  Questions may be directed to Rich Murphy of North Bridge Capital, LLC at 617-573-0011.




 

Home | Business | Rationale | Philosophy | Team | Process | Performance | Contact Us
2016 North Bridge Capital, LLC
Member FINRA, Member SIPC

Note:  Information contained in this website does not constitute an offer to sell,
nor is it a solicitation of an offer to buy any securities or brokerage services. 
No portion of this website shall be considered a general solicitation of investments
to any investment funds.  This website is solely an information service for
investment managers and institutional investors and is not to be copied or distributed
 in any way.